Alexander C Roth
Financial Representative

The Roth Financial Group

My Team

I take customer service very seriously. So does my staff. Together, we are committed to providing exceptional customer service to all of our clients.

If you need to schedule an appointment or request any other service, please let us know. We will respond promptly.

Katie Wallace

Katie Wallace

Director of Insurance Operations and Services
Office 860-570-7467

Katie joined Northwestern Mutual in 2014 as a Financial Representative Intern while she was attending Central Connecticut State University.  After graduating in 2015, she joined the company as a Full-Time Financial Representative.  During this time, she gained the experience needed to help develop other Financial Representatives and joined the Centralized Financial Planning team in our network office as a Financial Planning Coordinator.  Katie holds her State of Connecticut Life, Accident and Health Insurance Producer License as well as the Series 6 and 63 licenses.  She joined Roth Financial in 2017 as the Director of Insurance Operations.  She is responsible for the service of all insurance and other risk-based needs, as well as assisting to construct and strategize the planning needs for our clients.  Katie’s vast background in the different areas of our business has led her to be a very well-rounded, knowledgeable addition to our team.


To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck